Risk Monitoring provides you a case management view for compliance reviews.
It includes a list view of customers that is auto populated when an AML Due Diligence SmartFlow is sent to them. A customer appears in the list when a Due Diligence SmartFlow that is linked to Risk monitoring has been sent to the customer. Customers can also be imported in bulk or manually added.
Each customer has a dedicated page where they can view details about the customer, the signed due diligence form as well as PEP & Sanctions reports about the customer. It supports both customers that are individuals and organisations.
Users can review the customer in Risk monitoring and risk categorise the customer. Risk monitoring will prompt users when a customer is due for re-assessment and lets users re-send AML due diligence forms with a single click.
Further directions:
- Configuring Risk monitoring
- Importing current customers to Risk monitoring
- Reviewing PEP results
- Risk assessing customers
- Resending Due Diligence forms